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CHECKLIST

Financial Services Cybersecurity Preparedness

Cyber-threats have been on the rise with new and sophisticated attacks being launched every day. SWK has put together this comprehensive list of precautions with core FINRA and SEC regulations in mind and walk you through considerations you NEED to address when evaluating your cybersecurity.

With the Cybersecurity Checklist by SWK Technologies:

  • Learn how to protect your financial services firm and ensure compliance with state, industry and federal regulators.
  • Get a better understanding of your overall cybersecurity posture.
  • If you have adequate cybersecurity protections in place for today’s threats.
  • Where you have gaps in cybersecurity coverage.

The shift to the new normal has brought millions of non-essential employees to work from home (WFH) environments and amplified existing dangers in network security and compliance. Brokers, dealers, financial advisors, wealth managers and more collect, store and remit vast amounts of personal client information regularly that present many opportunities for cybercriminals, and many noncompliance risks.

Checking off the items on SWK’s list will give you better, more informed sense of where you stand and what remaining steps you need to complete.

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SWK Network Services is well positioned to maintain your network and keep it protected as one of the top managed service providers in the world.